Go to or phone many local brokerage offices. You can find a good list in your yellow pages or on the internet. Ask to speak with the office manager. Tell him you would like to learn more about the...
An investment broker's revenue is derived from to primary sources: The amount of assets he or she is managing for clients & the amount of transactions they broker. Over the past few years the...
You would need to carefully read the contract between you and your broker. Generally, you would have to prove that your broker was professionally neglient or defrauded or misrepresented. I suspect...
A broker-dealer is allowed by industry regulations to make money on commissions, if acting as a broker, and mark-ups, if acting as a dealer. Registered Investment Advisors are not allowed to charge...